RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD12-00480 SEPARATION DATE: 20030107
BOARD DATE: 20130227
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SGT/E-5 (92A20 / Warehouse and Supply), medically
separated for chronic migraine headaches and chronic pain (in the) neck, left shoulder, upper
back and both knees. The chronic neck, left shoulder, upper back and bilateral knee pain and
chronic migraine headaches conditions did not improve adequately with treatment to meet the
physical requirements of her Military Occupational Specialty (MOS) or satisfy physical fitness
standards. She was issued a permanent U3L3 profile and referred for a Medical Evaluation
Board (MEB). Chronic neck pain, myofascial pain syndrome, chronic upper back pain, chronic
left shoulder rotator cuff tendonitis, chronic migraine headaches and bilateral retropatellar
pain syndrome (RPPS) conditions, identified in the rating chart below, were forwarded to the
Physical Evaluation Board (PEB) as medically unacceptable. The PEB adjudicated the chronic
pain (of the) neck, left shoulder, upper back and both knees and chronic migraine headache
(after heavy lifting) conditions as unfitting, rated 20% and 0% respectively, with application of
the US Army Physical Disability Agency (USAPDA) pain policy. The CI appealed to the Formal
PEB (FPEB), which downgraded the IPEB 20% rating for the chronic pain condition to 10%. The
CI made no further appeals and was then medically separated with a 10% disability rating.
CI CONTENTION: The CI elaborated no specific contention in her application.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The Service
ratings for unfitting conditions will be reviewed in all cases. Any conditions or contention not
requested in this application, or otherwise outside the Boards defined scope of review, remain
eligible for future consideration by the Army Board for the Correction of Military Records
(BCMR).
RATING COMPARISON:
Service FPEB Dated 20020920
VA (8 Mos. Pre-Separation) All Effective Date 20030107
Condition
Code
Rating
Condition
Code
Rating
Exam
Chronic Pain, Neck, Lt
Shoulder, Upper Back &
Both Knees
5099-5003
10%
TOS w/ CTS & LUE radiculopathy
8599-8510
20%
20030128
Lt Shoulder Tendinitis
5024-5201
20%
20030128
Rt Knee PFS
5099-5014
10%
20030128
Lt Knee PFS
5099-5014
10%
20030128
DJD and DDD Cervical Spine
5010-5290
10%
20030128
Chronic Migraine HAs
8100
0%
Migraine Headaches
8100
50%
20030128
.No Additional MEB/PEB Entries.
TOS w/ CTS & RUE radiculopathy
8599-8510
20%
20030128
MPS, Lumbar Spine
5299-5295
10%
20030128
Post-op Residuals Rt Great Toe
5299-5280
10%
20030128
0% X 4 / Not Service-Connected x 3
Combined: 10%
Combined: 90%
ANALYSIS SUMMARY: The PEB combined the chronic pain of the neck, left shoulder, upper
back and both knees as a single unfitting condition, coded analogously to degenerative arthritis
and rated 10%. The PEB apparently relied on the USAPDA pain policy for not applying
separately compensable VASRD codes. If the Board judges that two or more separate ratings
are warranted in such cases, however, it must satisfy the requirement that each unbundled
condition was unfitting in and of itself. The Board must apply separate codes and ratings in its
recommendations if compensable ratings for each condition are achieved IAW VASRD §4.71a.
Not uncommonly, this approach by the PEB reflects its judgment that the constellation of
conditions was unfitting and that there was no need for separate fitness adjudications rather
than a judgment that each condition was separately unfitting. Thus, the Board must exercise
the prerogative of separate fitness recommendations in this circumstance, with the caveat that
its recommendations may not produce a lower combined rating than that of the PEB.
Neck and Upper Back Condition. The CI first developed neck and upper back pain in January
1991 after she had been in a motor vehicle accident (MVA) while deployed. Her pain persisted
despite conservative treatment. A cervical spine x-ray was normal and a MRI in May 1991
showed minimal degenerative disease without herniated discs. She was in a second MVA in
June 1991 with exacerbation of her symptoms. Electrodiagnostic studies that fall were
consistent with a chronic left C6-7 radiculopathy. She was seen regularly over the next five
years for her neck and upper back pain. In 1996, she was lifting heavy objects repetitively as
part of her duties and developed significant pain in the neck and upper back with numbness
and tingling in her left arm. A MRI showed an Arnold Chiari malformation with a C7-T1 syrinx
(congenital conditions). The narrative summary (NARSUM) was dictated on 19 April 2002, a
little over eight months prior to separation, noted that the CI was involved in a second (? Third)
MVA in December 2001 and had further aggravation of her symptoms. The CI reported that the
pain was a constant cramping aching tightness and that she also had left upper back pain. On
examination, she was noted to have normal reflexes, 4/5 strength of the left supraspinatus and
also with external rotation and reduced sensation from C5-T1 on the left. A MEB neurology
examination done specifically for migraine headaches four months later, on 4 August 2002, was
significant for a normal motor examination, normal reflexes and a sensory loss on the left
attributed to a carpal tunnel syndrome. The VA Compensation and Pension (C&P) examination
was on 28 January 2003, three weeks after separation. The CI reported 9/10 sharp, dull achy
pain which was constant and did not benefit from medications or chiropractic treatment. On
examination, gait, posture, motor and reflex testing was normal. Sensation was reduced on the
radial aspect of the left forearm. The examiner noted that ulnar neuropathy of the right arm
had been diagnosed in October 2002. The Board considered if the neck and upper back pain
was a separately unfitting condition. It noted that the motor and reflex examinations were
typically normal and the sensory examinations most consistent with a peripheral neuropathy.
The findings on x-ray and MRI were minimal and not atypical for someone her age. The MEB
examiner noted that the cervical symptoms were acceptable for retention in isolation from her
other symptoms. The Board determined that the preponderance of evidence did not support a
presence of a separately unfitting condition due to the neck and upper back pain.
Left Shoulder Condition. According to the NARSUM, the CI suffered a dislocation of the left
clavicle during the initial MVA and it was not successfully reduced. She was transferred out of
theater for treatment, but still suffered permanent nerve damage to her left arm. Review of
contemporaneous records does not support this history. X-rays of the left shoulder, done for a
history of popping and pain with abduction, were normal two months after the MVA and again
on 17 September 1999. A MR arthrogram on 7 September 2001 was normal. The ROM was
noted by an orthopedist three weeks later to be normal. Examination by a physical therapist
three weeks after the orthopedic examination showed full ROM for both upper extremities. At
the time of the NARSUM, the CI noted that she had moderate pain of the left arm and shoulder
associated with weakness. As noted, the NARSUM examination showed weakness in left
rotation and of the supraspinatus, but the subsequent motor examinations by the neurologist
and C&P examiners were normal. On the NARSUM examination, the CI also had a positive
Hawkins, Neer and Cross Arm test on the left, for impingement and subluxation. The VA C&P
examiner documented a history of restrictions in daily activities and a limitation of 20 pounds
for lifting. She was noted to have tenderness bilaterally and painful, but full, motion bilaterally
as well. The Board considered if the left shoulder condition was a separately unfitting
condition. The ROM and motor examinations were typically normal. The findings on x-ray and
MRI were normal. The Board determined that the preponderance of evidence did not support
a presence of a separately unfitting condition due to the left shoulder.
Bilateral Knee Condition. The CI first was seen for left knee pain during training in August 1986,
two months after accession. She was treated with duty modification and crutches and was able
to continue duty. The NARSUM noted that a MRI showed a patellar fracture; however, this was
not found in the contemporaneous records available for review. An arthrogram on 18 February
1987 was negative. In 1989, the CI requested a downgrade in her profile from a P3 to P2. Per
the NARSUM, this was to allow her to reenlist. There were no further entries for the left knee
or any for the right knee until she entered the DES process. At the NARSUM, she reported left
greater than right knee pain which was daily and aggravated by activity. It was intermittent and
slight. On examination, a patellar grind was positive bilaterally; this is a non-specific test. Both
knees were tender to palpation on the medial and lateral aspects. Testing for instability and
meniscal irritation was negative bilaterally. The ROM was normal. No x-rays were
accomplished. At the VA C&P examination, she noted bilateral knee pain since 1986 and that
she had had arthroscopy in 1987. The Board found no evidence of this in the record, but did
note foot surgery. Her gait was noted to be normal. All motion was painful, but full. Testing
for meniscal irritation was positive bilaterally. However, she was able to heel, toe and heel to
toe walk as well as hop on one foot. She was thought to have bilateral patello-femoral pain
syndrome. The Board considered if the chronic pain of either knee was a separately unfitting
condition. It noted that the ROM was normal, that the CI had not been seen solely for her
knees the last few years of service and had an essentially normal examination. An arthrogram
of the left knee was normal four years prior to separation and no x-rays were repeated by
either the military or VA clinicians. The Board determined that the preponderance of evidence
did not support a presence of a separately unfitting condition due to either knee. The Board
directs attention to its rating recommendation based on the above evidence. The PEB rated the
bundled conditions at 10% citing the USAPDA pain policy. The Board did not rely upon the pain
policy, but did determine that none of the conditions was separately unfitting or ratable. After
due deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt),
the Board concluded that there was insufficient cause to recommend a change in the PEB
adjudication for the chronic pain of the neck, left shoulder, upper back and both knees.
Migraine Headache Condition. The CI endorsed a long history of migraine headaches that
increased after her MVA, aggravated by another MVA five months prior to separation. At the
time of separation, she was undergoing changes to her medical regimen in an attempt to
achieve better control. Her commander did not specifically comment on her headaches, but
the record contained formal statements from the PltSgt that she had to be taken home
numerous times a week for major headaches, that resulted in her having to be placed in a quite
dark room. The neurology NARSUM, accomplished to address the migraine headache
condition, noted that the CI reported that she needed to leave work every other week due to a
flare in her pain. The neurologists letter to the FPEB indicated that following the PEB
determination indicating no severe HA since initiation of Fluoxetine (trade name Prozac), that
the CI had been in an MVA attributed to medication side effects, was hospitalized, and had her
HA medications significantly limited (Fluoxetine stopped) due to concerns over side effects.
The neurologist stated the CIs migraine HAs were severe and that decreasing the medications
due to the side effects of mental status changes indicated the CI was between the proverbial
rock and a hard place. The FPEB determination was that the CI had Chronic migraine
headaches occurring only after heavy lifting in excess of physical profile limits. (MEBD DIAG 5,
NARSUM, NEUROLOGY ADDENDUM, 4 AUG 02, SWORN TESTIMONY AND EVALUEE EXHIBITS)
[profile lifting restriction was 20 pounds].
At the VA C&P examination, the CI reported headaches 2-3 times a week that included spots in
front of her eyes, nausea, vomiting, light sensitivity, and noise sensitivity; were treated with
Indocin, Percocet, and Phenergan as needed; and would last anywhere from 2-3 days. The
examiner did not specifically comment on prostration.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB and VA both coded the migraine headaches as 8100, migraine headaches, but rated it at
0% and 50% respectively. The VA awarded a 50% rating noting that the record showed very
frequent, completely prostrating and prolonged attacks productive of severe economic
inadaptability. The rating options under 8100 Migraine, which are open to consideration in this
case, rely on the frequency of prostrating attacks. The DoDI 1332.39 (in effect at separation,
but since rescinded) required that the Service member must stop what he or she is doing and
seek medical attention. However, VASRD §4.124a does not require seeking medical attention
for an attack to be considered prostrating and a common (court-sanctioned) approach is to
apply the clear English definition of prostrating. The Board carefully considered the frequency
and nature of the CIs headaches including objective evidence and corroborating subjective
evidence.
The Board carefully considered the frequency of prostrating headaches following the MEB and
the changes in medication, neurologist statement of severity/medication side-effects, and the
FBEB exhibits and determination, as well as the post-separation VA exam indicating continued
migraine HAs.
The Board majority resolved the disparity between the FPEB determination that there were no
prostrating headaches absent heavy lifting, with the short timeframe of medication changes,
the neurologists exhibit, as well as the VASRD 8100 criteria for rating over the last several
months in the favor of the CI. The entirety of the record supported the CIs condition as closest
to that envisioned under the 30% criteria of With characteristic prostrating attacks occurring
on an average once a month over last several months.
After due deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable
doubt), the Board majority recommends a disability rating of 30% for the migraine headache
condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. PEB reliance on the
USAPDA pain policy for rating the chronic neck, upper back, left shoulder and bilateral knee
pain conditions was operant in this case and the condition was adjudicated independently of
that policy by the Board. In the matter of the chronic neck, upper back, left shoulder and
bilateral knee pain conditions and IAW VASRD §4.71a, the Board unanimously recommends no
change in the PEB adjudication. In the matter of the migraine headache condition, the Board
by a 2:1 vote recommends a disability rating of 30%, coded 8100 IAW VASRD §4.124a. The
minority voter, who recommended a 10% rating, did not elect to submit a minority opinion.
There were no other conditions within the Boards scope of review for consideration.
RECOMMENDATION: The Board recommends that the CIs prior determination be modified as
follows; and, that the discharge with severance pay be recharacterized to reflect permanent
disability retirement, effective as of the date of her prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Chronic Pain Neck, Left Shoulder, Upper Back & Both Knees
5099-5003
10%
Chronic Migraine Headaches
8100
30%
COMBINED
40%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120604, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
XXXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXX, AR20130005519 (PD201200480)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I reject the Boards recommendation and hereby deny the individuals application.
There is insufficient justification to support the Boards recommendation in accordance
with Army and Department of Defense regulations.
2. The Boards recommendation to increase the rating for migraine headaches from 0%
to 30% is not supported by a preponderance of the evidence. I concur with the
assessment of the minority member that the totality of the evidence provides ample
support for a conclusion that the Physical Evaluation Boards (PEB) adjudication of the
unfitting migraine headache condition was neither unreasonable nor unfair.
Accordingly, I also reject the minority members unsupported recommendation to
change the 0% rating to 10%.
3. This decision is final. The individual concerned, counsel (if any), and any Members
of Congress who have shown interest in this application have been notified of this
decision by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl XXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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